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Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 03/27/2024 Boundless Bio, Inc. Financing IPO $100.0 Million Healthcare, Biopharma Âé¶¹´«Ã½ served as bookrunner for Boundless Bio, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 03/27/2024 Eagle Point Income Company, Inc. Equity Capital Markets Preferred Stock $30.5 Million Financial Services, Asset & Wealth Management Âé¶¹´«Ã½ served as bookrunner for Eagle Point Income Company, Inc. on a Series C Term Preferred offering Series C Term Preferred Active Bookrunner
Published 03/27/2024 Praxis Precision Medicines, Inc. Financing CMFO $200.0 Million Healthcare, Biopharma Âé¶¹´«Ã½ served as bookrunner for Praxis Precision Medicines, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 03/22/2024 Global Systems Technologies Mergers & Acquisitions Sell-Side Technology, Defense & Government Âé¶¹´«Ã½ served as sell-side advisor for Global Systems Technologies on its sale to Sayres Defense, a portfolio company of Broadtree Partners Global Systems Technologies has been acquired by Sayres Defense, a portfolio company of Broadtree Partners Financial Advisor
Published 03/21/2024 Zahroof Valves, Inc. Mergers & Acquisitions Sell-Side $10.0 Million Energy, Power & Infrastructure, Energy & Power Services & Equipment Âé¶¹´«Ã½ served as sell-side advisor for Zahroof Valces, Inc. on sale to Atlas Copco Compressors Zahroof Valves, Inc. has sold to Atlas Copco Compressors Financial Advisor
Published 03/19/2024 Deep Casing Tools Limited Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Energy & Power Services & Equipment Âé¶¹´«Ã½ served as sell-side advisor for Deep Casing Tools Limited on sale to Drilling Tools International Corp Deep Casing Tools Limited has sold to Drilling Tools International Corp Financial Advisor
Published 03/19/2024 Aquestive Therapeutics, Inc. Financing CMFO $75.0 Million Healthcare, Biopharma Âé¶¹´«Ã½ served as bookrunner for Aquestive Therapeutics, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 03/18/2024 Madrigal Pharmaceuticals, Inc. Financing CMFO $600.0 Million Healthcare, Biopharma Âé¶¹´«Ã½ served as bookrunner for Madrigal Pharmaceuticals, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 03/15/2024 CSC Leasing Company, Inc Financing Senior Notes $43.0 Million Financial Services, Specialty Finance Âé¶¹´«Ã½ served as sole placement agent for CSC Leasing Company on the reopening of senior unsecured notes Reopened Senior Unsecured Notes Sole Placement Agent
Published 03/15/2024 Flexpoint Ford Mergers & Acquisitions Buy-Side Financial Services, Insurance Âé¶¹´«Ã½ served as financial advisor for Flexpoint Ford on announcement of a majority investment in Accuserve Flexpoint Ford has announced a majority investment in Accuserve Financial Advisor
Published 03/15/2024 Touchstone Bankshares, Inc. Mergers & Acquisitions Sell-Side $47.0 Million Financial Services, Depositories Âé¶¹´«Ã½ served as sell-side advisor for Touchstone Bankshares, Inc. on sale to First National Corporation Touchstone Bankshares, Inc. has agreed to merge with First National Corporation Financial Advisor
Published 03/15/2024 A3 Technology Mergers & Acquisitions Sell-Side Technology, Defense & Government Âé¶¹´«Ã½ served as financial advisor for A3 Technology on its Management Buyout Management Buyout Financial Advisor
Published 03/14/2024 Liberty Resources Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Upstream Âé¶¹´«Ã½ served as sell-side advisor for Liberty Resources II, LLC and Liberty Midstream Solutions, LLC on the divestiture of unconventional oil and gas upstream assets in North Dakota and 100% of Liberty Midstream Solutions, LLC, a midstream oil and gas company with gas gathering, gas processing, and produced water logistics assets in North Dakota, to Silver Hill Energy Partners Liberty Resources II, LLC and Liberty Midstream Solutions, LLC have sold to Silver Hill Energy Partners Financial Advisor
Published 03/14/2024 Unicycive Therapeutics Financing PIPE $50.0 Million Healthcare, Biopharma Mar 24 - Âé¶¹´«Ã½ served as placement agent for Unicycive Therapeutics, Inc. on a PIPE offering PIPE Joint Placement Agent
Published 03/11/2024 Skye Bioscience Financing PIPE $40.0 Million Healthcare, Biopharma Âé¶¹´«Ã½ served as placement agent for Skye Bioscience, Inc. on a PIPE offering PIPE Sole Placement Agent
Published 03/08/2024 HGGC, LLC Mergers & Acquisitions Buy-Side Financial Services, Insurance Feb '24 - Âé¶¹´«Ã½ served as buy-side advisor for HGGC, LLC on announced investment in Rimkus Consulting Group - (Kaftal) HGGC, LLC has announced an investment in Rimkus Consulting Grou Financial Advisor
Published 03/08/2024 HONX Inc. Restructuring Chapter 11 Reorganization Energy, Power & Infrastructure, Energy & Power Services & Equipment Âé¶¹´«Ã½ served as advisor to the company (Hess Corp. sub.) in connection with its chapter 11 Chapter 11 Reorganization Financial Advisor
Published 03/07/2024 Ventyx Biosciences Financing PIPE $100.0 Million Healthcare, Biopharma Âé¶¹´«Ã½ served as placement agent for Ventyx Biosciences, Inc. on a PIPE offering PIPE Joint Placement Agent
Published 03/05/2024 Arrow Financial Corporation Mergers & Acquisitions Buy-Side Financial Services, Depositories Âé¶¹´«Ã½ served as buy-side advisor for Arrow Financial Corporation on announced acquisition of one branch in Whitehall, NY from Berkshire Bank, a subsidiary of Berkshire Hills Bancorp Arrow Financial Corporation has agreed to acquire one branch in Whitehall, NY from Berkshire Bank, a subsidiary of Berkshire Hills Bancorp Financial Advisor
Published 03/02/2024 Maas Capital Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Energy & Power Infrastructure, Renewables & Clean Energy Âé¶¹´«Ã½ served as sell-side advisor for Maas Capital on sale of its stake in Sentinel Marine to Cyan Renewables, a portfolio company Seraya Partners Maas Capital has sold its stake in Sentinel Marine to Cyan Renewables, a portfolio company Seraya Partners Financial Advisor

Âé¶¹´«Ã½ acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.