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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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| Published | 01/11/2023 | Bliss HoldCo Inc. | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Beauty & Personal Care, Diversified Consumer Products | Âé¶¹´«Ã½ served as sell-side advisor for Bliss HoldCo Inc., a portfolio company of L Catterton, on sale to AS Beauty Group |
Bliss HoldCo Inc. | Financial Advisor | |
| Published | 01/10/2023 | Fluid Energy | Mergers & Acquisitions | Division Carve Out | Image
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Energy, Power & Infrastructure, Energy & Power Services & Equipment | Âé¶¹´«Ã½ served as sell-side advisor for Fluid Energy Group Ltd. on divestiture of its modified and synthetic acids and industrial businesses to Dorf Ketal Chemicals |
Fluid Energy Group Ltd. has divested its modified and synthetic acids and industrial businesses to Dorf Ketal Chemicals |
Financial Advisor | |
| Published | 01/10/2023 | Cactus Wellhead, LLC | Financing | Follow-On Offering | $172.5 Million | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | Âé¶¹´«Ã½ served as bookrunner for Cactus, Inc. on a follow on offering |
Follow-On Offering | Passive Bookrunner |
| Published | 01/10/2023 | Redwood Trust | Financing | Preferred Stock | $65.0 Million | Image
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Financial Services, Specialty Finance | Âé¶¹´«Ã½ served as bookrunner for Redwood Trust, Inc. on a preferred stock offering |
Preferred Stock |
Active Bookrunner |
| Published | 01/10/2023 | Aspen Aerogels, Inc. | Financing | At the Market Offering | Image
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Energy, Power & Infrastructure, Renewables & Clean Energy | Âé¶¹´«Ã½ served as bookrunner for Aspen Aerogels, Inc. on an at the marketing offering. The company produces aerogel materials used primarily in the energy infastructure, building materials and electric vehicle markets | At The Market Offering | Active Bookrunner | |
| Published | 01/05/2023 | First National of Nebraska, Inc. | Mergers & Acquisitions | Buy-Side | Image
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Financial Services | Âé¶¹´«Ã½ served as buy-side advisor for First National of Nebraska, Inc. on announced acquisition of Northland Capital Holdings |
First National of Nebraska, Inc. has agreed to acquire Northland Capital Holdings |
Financial Advisor | |
| Published | 01/05/2023 | Claria Medical, Inc. | Mergers & Acquisitions | Strategic Advisory | Image
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Healthcare, Med-Tech | Âé¶¹´«Ã½ served as financial advisor for Claria Medical, Inc. on a strategic financing led by Organon & Co. | Claria Medical, Inc. has received a strategic financing led by Organon & Co. | Financial Advisor | |
| Published | 01/05/2023 | Esquire Deposition Solutions | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials, Business Services | Âé¶¹´«Ã½ served as sell-side advisor for Esquire Deposition Solutions, LLC, a portfolio company of Bayside Capital, on sale to Gridiron Capital | Esquire Deposition Solutions, LLC, a portfolio company of Bayside Capital, has sold to Gridiron Capital | Financial Advisor | |
| Published | 01/04/2023 | REV Energy Services | Mergers & Acquisitions | Sell-Side | $160.0 Million | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | Âé¶¹´«Ã½ served as sell-side advisor for REV Energy Services on sale to ProFrac Holding Corp. to increase their total horsepower and expand their geographic presence in the Bakken, DJ and Powder River Basins | REV Energy Services has sold to ProFrac Holding Corp. | Financial Advisor |
| Published | 01/03/2023 | Gustave A. Larson Company | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials, Distribution | Âé¶¹´«Ã½ served as financial advisor for Gustave A. Larson Company on partnership with Hajoca Corporation | Gustave A. Larson Company has entered into a partnership with Hajoca Corporation | Financial Advisor | |
| Published | 01/03/2023 | Nutriquest, LLC | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Agriculture & Biorenewables | Âé¶¹´«Ã½ served as sell-side advisor for Nutriquest, LLC in acquisition to Elanco Animal Health Inc. | Nutriquest has been acquired by Elanco | Financial Advisor | |
| Published | 01/03/2023 | National Auto Care | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Insurance | Âé¶¹´«Ã½ served as sell-side advisor for National Auto Care on sale to APCO Holdings | National Auto Care has sold to APCO Holdings | Financial Advisor | |
| Published | 12/30/2022 | GTT Communications, Inc. | Restructuring | Chapter 11 Reorganization | $4.0 Billion | Image
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Technology, Software | Âé¶¹´«Ã½ served as investment banker for GTT Communications, Inc. on its restructuring, which was effectuated through the sale of its infrastructure business in September 2021 to I Squared Capital (with proceeds being used to pay down their debt) and a pre-packaged chapter 11 filing to restructure their remaining debt |
Chapter 11 Reorganization | Financial Advisor |
| Published | 12/30/2022 | Pedcor Financial, LLC | Financing | Subordinated Notes | $14.8 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as sole placement agent for Fidelity Federal Bancorp on an 8.00% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes |
Sole Placement Agent |
| Published | 12/30/2022 | Pedcor Financial, LLC | Financing | Preferred Stock | $6.0 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as sole placement agent for United Fidelity Bank on a 10.00% non-cumulative perpetual preferred stock offering, Series E | Preferred Stock |
Sole Placement Agent |
| Published | 12/29/2022 | SureWerx | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials, Distribution | Âé¶¹´«Ã½ served as sell-side advisor for SureWerx, a portfolio company of The Riverside Company, on sale to Partners Group | SureWerx, a portfolio company of The Riverside Company, has sold to Partners Group | Financial Advisor | |
| Published | 12/28/2022 | Knighthead Annuity & Life Insurance Company | Financing | Senior Notes | $50.0 Million | Image
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Financial Services, Insurance | Âé¶¹´«Ã½ served as financial advisor and sole placement agent for Knighthead Annunity & LIfe Insurance Company on a fixed-rate prescribed capital notes due in 2042 | Senior Notes |
Sole Placement Agent |
| Published | 12/23/2022 | Remediant, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Technology, Security | Âé¶¹´«Ã½ served as sell-side advisor for Remediant, Inc. on sale to Netwrix | Remediant, Inc. has sold to Netwrix | Financial Advisor | |
| Published | 12/23/2022 | Monarch Silica | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | Âé¶¹´«Ã½ served as sell-side advisor for Monarch Silica on sale of its Eagle Ford sand mining operations to ProFrac Holdings Corp. | Monarch Silica has sold its Eagle Ford sand mining operations to ProFrac Holdings Corp. | Financial Advisor | |
| Published | 12/22/2022 | von Drehle Corporation | Restructuring | Special Situations Financing | Image
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Consumer, Diversified Consumer Products | Âé¶¹´«Ã½ served as financial advisor for von Drehle Corporation on sale and recapitalization led by consortium of investors, including Atlas Holdings, Comvest partners and Morgan Stanley Private Credit | Special Situations Financing |
Financial Advisor |
Âé¶¹´«Ã½ acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.