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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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| Published | 03/01/2022 | Global Alternative Asset Manager | Financing | Senior Notes | $57.0 Million | Financial Services, Asset & Wealth Management | Âé¶¹´«Ã½ served as sole placement agent for a global alternative asset manager on a senior secured notes offering | Senior Secured Notes Offering | Sole Placement Agent | |
| Published | 03/01/2022 | Sumridge Partners | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, FinTech | Âé¶¹´«Ã½ served as sell-side advisor for Sumridge Partners on sale to Raymond James | Sumridge Partners has been acquired by Raymond James | Financial Advisor | |
| Published | 03/01/2022 | Hometown Financial Group | Mergers & Acquisitions | Buy-Side | $146.5 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as buy-side advisor for Hometown Financial Group on acquisition of Randolph Bancorp, Inc. | Hometown Financial Group has acquired Randolph Bancorp, Inc. | Financial Advisor |
| Published | 03/01/2022 | Angelo Gordon | Financing | Strategic Advisory | $97.5 Million | Image
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Financial Services, Asset & Wealth Management | Âé¶¹´«Ã½ served as referral agent for Angelo Gordon on an AG asset based credit fund | AG Asset Based Credit Fund | Financial Advisor |
| Published | 03/01/2022 | Ellington Financial | Financing | Senior Notes | $210.0 Million | Image
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Financial Services | Âé¶¹´«Ã½ served as sole initial purchaser for Ellington Financial on a 5.875% senior notes due in 2027 | Senior Notes | Sole Admin Agent |
| Published | 03/01/2022 | Investor Group of McAfee Corp. | Mergers & Acquisitions | Sell-Side | $14.0 Billion | Image
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Technology, Software | Âé¶¹´«Ã½ served as sell-side advisor to the Investor Group of McAfee Corp. on sale to Advent International Corporation, Permira Advisers LLC, Crosspoint Capital Partners, Canada Pension Plan Investment Board, GIC Private Limited and the Abu Dhabi Investment Authority | McAfee Corp. has been acquired by Advent International Corporation, Permira Advisers LLC and Crosspoint Capital Partners | Financial Advisor |
| Published | 03/01/2022 | ProFrac Holding Corp. | Mergers & Acquisitions | Buy-Side | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | Âé¶¹´«Ã½ served as buy-side advisor for ProFrac on acquisition of FTS International | ProFrac has acquired FTS International | Financial Advisor | |
| Published | 03/01/2022 | Veritex Holdings, Inc. | Equity Capital Markets | Follow-On Offering | $150.0 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as co-manager for Veritex on a follow-on offering | Follow-On Offering | Co-Manager |
| Published | 03/01/2022 | Velocity Financial, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $215.0 Million | Image
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Financial Services, Specialty Finance | Âé¶¹´«Ã½ served as sole placement agent for Velocity Financial, Inc. on a 7.125% senior secured notes due in 2032 | Senior Notes | Sole Placement Agent |
| Published | 03/01/2022 | Total Bank Solutions | Mergers & Acquisitions | Merger | Image
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Financial Services, Asset & Wealth Management | Âé¶¹´«Ã½ served as financial advisor for Total Bank Solutions on merger with R&T Deposit Solutions | Total Bank Solutions has merged with R&T Deposit Solutions | Financial Advisor | |
| Published | 03/01/2022 | Total Financial Solutions, LLC | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Specialty Finance | Âé¶¹´«Ã½ served as sell-side advisor for Total Bank Solutions on sale to R&T Deposit Solutions | Total Bank Solutions has been acquired by R&T Deposit Solutions | Financial Advisor | |
| Published | 03/01/2022 | MPIE Limited | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Insurance | Âé¶¹´«Ã½ served as sell-side advisor for MPIE Limited on sale to Constellation | MPIE Limited has been acquired by Constellation, Inc. | Financial Advisor | |
| Published | 03/01/2022 | Amerant Bancorp Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as sole placement agent for Amerant on a 4.25% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Sole Placement Agent |
| Published | 03/01/2022 | Broadway Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services | Subordinated Notes | $50.0 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as sole placement agent for Broadway Bank on a 3.75% fixed-to floating rate subordinated notes offering due in 2032 | Subordinated Notes | Sole Placement Agent |
| Published | 03/01/2022 | FFL Partners | Private Capital Advisory | Secondary Capital | Image
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Financial Services, Asset & Wealth Management | Âé¶¹´«Ã½ served as sole financial advisor to FFL partners for its Multi Asset Continuation Vehicle | Multi Asset Continuation Vehicle |
Secondary Advisor | |
| Published | 03/01/2022 | Trupanion | Financing | Revolving Credit Facility | $150.0 Million | Image
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Financial Services, Insurance | Âé¶¹´«Ã½ Finance served as sole underwriter and administrative agent for Trupanion on a senior secured term loan, delayed draw term loan and revolver | Senior Secured Term Loan Delayed Draw Term Loan & Revolver |
Sole Underwriter |
| Published | 02/28/2022 | VanZandt Controls, LLC | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | Âé¶¹´«Ã½ served as sell-side advisor for VanZandt Controls, LLC, a portfolio company of OFS Energy Fund, on sale to Eagle Automation, a portfolio company of Featheringill Capital | VanZandt Controls, LLC, a portfolio company of OFS Energy Fund, has been acquired by Eagle Automation, a portfolio company of Featheringill Capital | Financial Advisor | |
| Published | 02/28/2022 | Galderma Holding S.A. | Mergers & Acquisitions | Division Carve Out | Image
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Consumer, Beauty & Personal Care, Healthcare, Biopharma | Âé¶¹´«Ã½ served as sell-side advisor for Galderma S.A., a portfolio company EQT, on divestiture of Alchemee (formerly the Proactiv Company) to Taro Pharmaceuticals Industries Ltd. | Galderma S.A., a portfolio company EQT, has divested Alchemee (formerly the Proactiv Company) to Taro Pharmaceuticals Industries Ltd. | Financial Advisor | |
| Published | 02/28/2022 | Western Alliance Bancorporation | Equity Capital Markets | At the Market Offering | $3.0 Billion | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as placement agent for Western Alliance Bancorporation on an ATM offering | ATM | Sole Placement Agent |
| Published | 02/28/2022 | The Research Partnership | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Healthcare Services | Âé¶¹´«Ã½ served as sell-side advisor for The Research Partnership on sale to Ashfield Huntsworth, a portfolio company of Clayton Dubilier & Rice | The Research Partnership has been acquired by Ashfield Huntsworth, a portfolio company of Clayton Dubilier & Rice | Financial Advisor |
Âé¶¹´«Ã½ acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.