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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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| Published | 10/12/2021 | Laborie Medical Technologies, Inc. | Mergers & Acquisitions | Buy-Side | Image
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Healthcare, Med-Tech | Âé¶¹´«Ã½ served as buy-side advisor for Laborie Medical Technologies Corp., a portfolio company of Patricia Industries AB, on acquisition of Pelvalon | Laborie Medical Technologies Corp., a portfolio company of Patricia Industries AB, has acquired Pelvalon | Financial Advisor | |
| Published | 10/12/2021 | AvidXchange, Inc. | Financing | IPO | $673.6 Million | Image
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Financial Services, Technology, Software | Âé¶¹´«Ã½ served as bookrunner for AvidXchange Holdings, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
| Published | 10/12/2021 | Apollo Endosurgery, Inc. | Financing | CMFO | $75.0 Million | Image
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Healthcare, Med-Tech | Âé¶¹´«Ã½ served as left bookrunner for Apollo Endosurgery Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Left Bookrunner |
| Published | 10/11/2021 | Delta Med S.p.A. | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Med-Tech | Âé¶¹´«Ã½ served as sell-side advisor for Delta Med S.p.A., a portfolio company of Augens Capital, on sale to White Bridge Investments | Delta Med S.p.A., a portfolio company of Augens Capital, has been acquired by White Bridge Investments | Financial Advisor | |
| Published | 10/11/2021 | ESS Tech, Inc. | Mergers & Acquisitions | Sell-Side | $1.1 Billion | Image
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Energy, Power & Infrastructure, Renewables & Clean Energy | Âé¶¹´«Ã½ served as a capital markets advisor to ESS Tech Inc. on merger with ACON S2 Acquisition Corp., a special purpose acquisition company. The newly formed entity will trade on the New York Stock Exchange under the ticker "GWH" | ESS Tech Inc. has merged with ACON S2 Acquisition Corp. | Financial Advisor |
| Published | 10/10/2021 | Clear Street | Equity Capital Markets | Preferred Stock | $35.0 Million | Image
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Financial Services, FinTech | Âé¶¹´«Ã½ served as sole placement agent fr Clear Street on a 7.00% fixed-rate reset cumulative perpetual preferred stock offering | Preferred Stock | Sole Placement Agent |
| Published | 10/08/2021 | Python Holdings | Financing | Senior Secured Debt | $75.0 Million | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | Âé¶¹´«Ã½ served as sole placement agent for Python Holdings, LLC on a committed debt capital raise in the form of a senior secured term loan and delayed draw term loan | Senior Secured Term Loan and Delayed Draw Term Loan | Financial Advisor |
| Published | 10/07/2021 | Agspring, LLC | Restructuring | Sale of Assets | Image
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Consumer, Agriculture & Biorenewables | Âé¶¹´«Ã½ served as investment banker for Agspring, LLC on a series of asset sales. The business segments were acquired by CGB Enterprises, Greenfield Holdings, LLC, Ardent Mills, LLC, and The Arthur Companies, Inc. | Sale of Assets | Financial Advisor | |
| Published | 10/05/2021 | Oryx Midstream Holdings LLC | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure | Âé¶¹´«Ã½ served as lead financial advisor for Oryx Midstream Holdings LLC on its entrance in to a strategic joint venture with Plains All American Pipeline, L.P. to form Plains Oryx Permian Basin LLC. Oryx and Plains merged their respective assets, operations and commercial activities within the Permian Basin | Oryx Midstream Holdings LLC has formed a strategic joint venture with Plains All American Pipeline, L.P. | Financial Advisor | |
| Published | 10/01/2021 | M 360 Advisors | Financing | Senior Notes | $75.0 Million | Image
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Financial Services, Real Estate | Âé¶¹´«Ã½ served as sole placement agent for M 360 Advisors on a 5.00% senior notes offering due in 2026 | Senior Notes | Sole Placement Agent |
| Published | 10/01/2021 | First Watch Restaurants, Inc. | Financing | IPO | $195.8 Million | Image
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Consumer, Restaurants | Âé¶¹´«Ã½ served as bookrunner for First Watch Restaurant Group, Inc. on its initial public offering | Initial Public Offering | Passive Bookrunner |
| Published | 10/01/2021 | CGG S.A. | Mergers & Acquisitions | Division Carve Out | $95.0 Million | Image
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Energy, Power & Infrastructure, Energy & Power Services & Equipment | Âé¶¹´«Ã½ served as sell-side advisor for CGG S.A. on divestiture of its GeoSoftware business to Topicus.com Inc and Vela Software | CGG S.A. has divested its GeoSoftware business to Topicus.com Inc and Vela Software | Financial Advisor |
| Published | 10/01/2021 | Ready Capital | Financing | Senior Notes | $350.0 Million | Image
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Financial Services, Real Estate | Âé¶¹´«Ã½ served as lead placement agent for Ready Capital on a 4.5% senior secured notes offering due in 2026 | Senior Notes | Joint Placement Agent |
| Published | 10/01/2021 | First US Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services | Subordinated Notes | $11.0 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as sole placement agent for First US Bancshares, Inc. on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
| Published | 10/01/2021 | Fortune | Mergers & Acquisitions | Sell-Side | $29.9 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as sell-side advisor for Fortune on sale to Southern Missouri Bancorp | Fortune has been acquired by Southern Missouri Bancorp | Financial Advisor |
| Published | 10/01/2021 | Darktrace Ltd. | Financing | Follow-On Offering | $253.3 Million | Image
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Technology, Software | Âé¶¹´«Ã½ served as bookrunner for Darktrace Ltd. on a follow-on offering | Follow-On Offering | Active Bookrunner |
| Published | 10/01/2021 | Clear Street | Equity Capital Markets | Preferred Stock | $35.5 Million | Image
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Financial Services, FinTech | Âé¶¹´«Ã½ served as sole placement agent for Clear Street on a 7.00% fixed rate reset perpetual cumulative preferred stock offering | Preferred Stock | Sole Placement Agent |
| Published | 10/01/2021 | Enfusion | Equity Capital Markets | IPO | $366.6 Million | Image
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Financial Services, FinTech | Âé¶¹´«Ã½ served as co-manager for enfusion on its initial public offering | Initial Public Offering | Co-Manager |
| Published | 10/01/2021 | Ranger Energy Services | Financing | PIPE | $42.0 Million | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | Âé¶¹´«Ã½ served as financial advisor for Ranger Energy Services on a Series A Convertible Preferred Stock offering through a private placement of accredited investors |
PIPE | Financial Advisor |
| Published | 10/01/2021 | Ranger Energy Services | Financing | Senior Secured Debt | $77.5 Million | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | Âé¶¹´«Ã½ served as sole placement agent on the placement of a committed debt financing in the form of a revolving credit facility, machinery and equipment term loan and term loan B facility | Senior Secured Credit Facilities | Sole Placement Agent |
Âé¶¹´«Ã½ acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.