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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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| Published | 09/13/2021 | Niacet Corporation | Mergers & Acquisitions | Sell-Side | $1.0 Billion | Image
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Chemicals | Âé¶¹´«Ã½ advised advised SK Capital Partners on the sale of its portfolio company, Niacet Corporation, to Kerry Group plc. | SK Capital Partners has been acquired by Niacet Corporation to Kerry Group plc. | Financial Advisor |
| Published | 09/11/2021 | PAI Partners | Mergers & Acquisitions | Buy-Side | Image
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Consumer, Food & Beverage | Âé¶¹´«Ã½ served as buy-side advisor for PAI Partners on acquistion of Winterbotham Darby | PAI Partners has acquired Winterbotham Darby | Financial Advisor | |
| Published | 09/10/2021 | Venterra Group | Mergers & Acquisitions | Buy-Side | Image
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Energy, Power & Infrastructure, Renewables & Clean Energy | Âé¶¹´«Ã½ served as buy-side advisor for Venterra on acquisition of Osbit Limited | Venterra has acquired Osbit Limited | Financial Advisor | |
| Published | 09/10/2021 | AeroPress, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Diversified Consumer Products | Âé¶¹´«Ã½ served as financial advisor for AeroPress Inc. on an investment from Tiny Capital LTD. AeroPress Inc. are the makers of the AeroPress® coffee maker | AeroPress Inc. has received an investment from Tiny Capital LTD | Financial Advisor | |
| Published | 09/09/2021 | McAfee Corp. | Financing | Follow-On Offering | $487.4 Million | Image
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Technology, Software | Âé¶¹´«Ã½ served as co-manager for McAfee Corp. on a follow-on offering | Follow-On Offering | Co-Manager |
| Published | 09/09/2021 | Global-eOnline Ltd. | Financing | Follow-On Offering | $883.2 Million | Image
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Technology, Software | Âé¶¹´«Ã½ served as co-manager for Global-E Online Ltd. on its follow-on offering | Follow-On Offering | Co-Manager |
| Published | 09/07/2021 | Blackstone Inc. | Mergers & Acquisitions | Sell-Side | $5.0 Billion | Image
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Technology, Hardware | Âé¶¹´«Ã½ served as buy-side advisor for The Blackstone Group on acquisition of The Chamberlain Group, a subsidiary of The Duchossois Group, Inc. | Blackstone Inc. has acquired The Chamberlain Group LLC, a subsidiary of The Duchossois Group, Inc. | Financial Advisor |
| Published | 09/07/2021 | Confidio, LLC | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Information-Driven Healthcare | Âé¶¹´«Ã½ served as sell-side advisor for Confidio, LLC on sale to RxBenefits, Inc. | Confidio, LLC has been acquired by RxBenefits, Inc. | Financial Advisor | |
| Published | 09/01/2021 | Cecil Bancorp, Inc. | Financing | Minority Capital Raise | $10.0 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as financial advisor for Cecil Bancorp, Inc. on a private placement of common stock | Cecil Bancorp received a Minority Growth Investment | Financial Advisor |
| Published | 09/01/2021 | First Trust | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as sell-side advisor for First Trust on sale to BancPlus Corproration | First Trust has been acquired by to BancPlus Corproration | Financial Advisor | |
| Published | 09/01/2021 | Seacoast Banking Corporation of Florida | Mergers & Acquisitions | Buy-Side | $28.4 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as buy-side advisor for Seacoast Banking Corporation of Florida on acquisition of Florida Business Bank | Seacoast Banking Corporation of Florida has acquired Florida Business Bank | Financial Advisor |
| Published | 09/01/2021 | Bank OZK | Debt Capital Markets - Depositories, Real Estate & Financial Services | Subordinated Notes | $350.0 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as sole bookrunner for Bank OZK on a 2.75% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Left Bookrunner |
| Published | 09/01/2021 | Alternative Asset Manager | Financing | Senior Notes | $10.5 Million | Financial Services, Asset & Wealth Management | Âé¶¹´«Ã½ served as sole placement agent for an alternative asset manager on a senior unsecured notes offering | Senior Unsecured Notes Offering | Sole Placement Agent | |
| Published | 09/01/2021 | Jamesmark Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as sole placement agent for Jamesmark Bancshares, Inc. on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
| Published | 09/01/2021 | Dakota Financial | Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $30.0 Million | Image
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Financial Services, Specialty Finance | Âé¶¹´«Ã½ served as sole placement agent for Dakota Financial on a 5.00% senior unsecured notes offering due in 2026 | Senior Notes | Sole Placement Agent |
| Published | 09/01/2021 | Lakeland Bancorp, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services | Subordinated Notes | $150.0 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as bookrunner for Lakeland Bancorp, Inc. on a 2.875% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Active Bookrunner |
| Published | 09/01/2021 | Orange County Bancorp, inc. | Equity Capital Markets | IPO | $38.5 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as left bookrunner for Orange County Bancorp, inc. on its initial public offering | Initial Public Offering | Left Bookrunner |
| Published | 09/01/2021 | MVB Financial Corp. | Debt Capital Markets - Depositories, Real Estate & Financial Services | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | Âé¶¹´«Ã½ served as co-placement agent for MVB on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Joint Placement Agent |
| Published | 09/01/2021 | AgTexas Farm Credit Services | Equity Capital Markets | Preferred Stock | $80.0 Million | Image
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Financial Services | Âé¶¹´«Ã½ served as sole bookrunner for Ag Texas Farm Credit Services on a 5.75% fixed-rate reset cumulative perpetual preferred stock offering | Preferred Stock | Left Bookrunner |
| Published | 09/01/2021 | Ark Invest | Mergers & Acquisitions | Strategic Advisory | Image
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Financial Services, Asset & Wealth Management | Âé¶¹´«Ã½ served as financial advisor for ARK Invest on the repurchase of 100% of the equity interests in ARK Invest held by Resolute Investment Managers |
ARK Invest has repurchased 100% of the equity interests in ARK Invest held by Resolute Investment Managers |
Financial Advisor |
Âé¶¹´«Ã½ acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.