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Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 09/13/2021 Niacet Corporation Mergers & Acquisitions Sell-Side $1.0 Billion Chemicals Âé¶¹´«Ã½ advised advised SK Capital Partners on the sale of its portfolio company, Niacet Corporation, to Kerry Group plc. SK Capital Partners has been acquired by Niacet Corporation to Kerry Group plc. Financial Advisor
Published 09/11/2021 PAI Partners Mergers & Acquisitions Buy-Side Consumer, Food & Beverage Âé¶¹´«Ã½ served as buy-side advisor for PAI Partners on acquistion of Winterbotham Darby PAI Partners has acquired Winterbotham Darby Financial Advisor
Published 09/10/2021 Venterra Group Mergers & Acquisitions Buy-Side Energy, Power & Infrastructure, Renewables & Clean Energy Âé¶¹´«Ã½ served as buy-side advisor for Venterra on acquisition of Osbit Limited Venterra has acquired Osbit Limited Financial Advisor
Published 09/10/2021 AeroPress, Inc. Mergers & Acquisitions Sell-Side Consumer, Diversified Consumer Products Âé¶¹´«Ã½ served as financial advisor for AeroPress Inc. on an investment from Tiny Capital LTD. AeroPress Inc. are the makers of the AeroPress® coffee maker AeroPress Inc. has received an investment from Tiny Capital LTD Financial Advisor
Published 09/09/2021 McAfee Corp. Financing Follow-On Offering $487.4 Million Technology, Software Âé¶¹´«Ã½ served as co-manager for McAfee Corp. on a follow-on offering Follow-On Offering Co-Manager
Published 09/09/2021 Global-eOnline Ltd. Financing Follow-On Offering $883.2 Million Technology, Software Âé¶¹´«Ã½ served as co-manager for Global-E Online Ltd. on its follow-on offering Follow-On Offering Co-Manager
Published 09/07/2021 Blackstone Inc. Mergers & Acquisitions Sell-Side $5.0 Billion Technology, Hardware Âé¶¹´«Ã½ served as buy-side advisor for The Blackstone Group on acquisition of The Chamberlain Group, a subsidiary of The Duchossois Group, Inc. Blackstone Inc. has acquired The Chamberlain Group LLC, a subsidiary of The Duchossois Group, Inc. Financial Advisor
Published 09/07/2021 Confidio, LLC Mergers & Acquisitions Sell-Side Healthcare, Information-Driven Healthcare Âé¶¹´«Ã½ served as sell-side advisor for Confidio, LLC on sale to RxBenefits, Inc. Confidio, LLC has been acquired by RxBenefits, Inc. Financial Advisor
Published 09/01/2021 Cecil Bancorp, Inc. Financing Minority Capital Raise $10.0 Million Financial Services, Depositories Âé¶¹´«Ã½ served as financial advisor for Cecil Bancorp, Inc. on a private placement of common stock Cecil Bancorp received a Minority Growth Investment Financial Advisor
Published 09/01/2021 First Trust Mergers & Acquisitions Sell-Side Financial Services, Depositories Âé¶¹´«Ã½ served as sell-side advisor for First Trust on sale to BancPlus Corproration First Trust has been acquired by to BancPlus Corproration Financial Advisor
Published 09/01/2021 Seacoast Banking Corporation of Florida Mergers & Acquisitions Buy-Side $28.4 Million Financial Services, Depositories Âé¶¹´«Ã½ served as buy-side advisor for Seacoast Banking Corporation of Florida on acquisition of Florida Business Bank Seacoast Banking Corporation of Florida has acquired Florida Business Bank Financial Advisor
Published 09/01/2021 Bank OZK Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $350.0 Million Financial Services, Depositories Âé¶¹´«Ã½ served as sole bookrunner for Bank OZK on a 2.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Left Bookrunner
Published 09/01/2021 Alternative Asset Manager Financing Senior Notes $10.5 Million Financial Services, Asset & Wealth Management Âé¶¹´«Ã½ served as sole placement agent for an alternative asset manager on a senior unsecured notes offering Senior Unsecured Notes Offering Sole Placement Agent
Published 09/01/2021 Jamesmark Bancshares, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $30.0 Million Financial Services, Depositories Âé¶¹´«Ã½ served as sole placement agent for Jamesmark Bancshares, Inc. on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 09/01/2021 Dakota Financial Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $30.0 Million Financial Services, Specialty Finance Âé¶¹´«Ã½ served as sole placement agent for Dakota Financial on a 5.00% senior unsecured notes offering due in 2026 Senior Notes Sole Placement Agent
Published 09/01/2021 Lakeland Bancorp, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $150.0 Million Financial Services, Depositories Âé¶¹´«Ã½ served as bookrunner for Lakeland Bancorp, Inc. on a 2.875% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Active Bookrunner
Published 09/01/2021 Orange County Bancorp, inc. Equity Capital Markets IPO $38.5 Million Financial Services, Depositories Âé¶¹´«Ã½ served as left bookrunner for Orange County Bancorp, inc. on its initial public offering Initial Public Offering Left Bookrunner
Published 09/01/2021 MVB Financial Corp. Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $30.0 Million Financial Services, Depositories Âé¶¹´«Ã½ served as co-placement agent for MVB on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Joint Placement Agent
Published 09/01/2021 AgTexas Farm Credit Services Equity Capital Markets Preferred Stock $80.0 Million Financial Services Âé¶¹´«Ã½ served as sole bookrunner for Ag Texas Farm Credit Services on a 5.75% fixed-rate reset cumulative perpetual preferred stock offering Preferred Stock Left Bookrunner
Published 09/01/2021 Ark Invest Mergers & Acquisitions Strategic Advisory Financial Services, Asset & Wealth Management Âé¶¹´«Ã½ served as financial advisor for ARK Invest on the repurchase of 100% of the equity interests in ARK Invest held by Resolute Investment Managers
ARK Invest has repurchased 100% of the equity interests in ARK Invest held by Resolute Investment Managers
Financial Advisor

Âé¶¹´«Ã½ acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.