Âé¶¹´«Ã½

Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 06/01/2022 Farmers & Merchants Bancorp, Inc. Mergers & Acquisitions Buy-Side $27.0 Million Financial Services, Depositories Âé¶¹´«Ã½ served as buy-side advisor for Farmers & Merchants Bancorp, Inc. on acquisition of Peoples Federal Savings and Loan Association Farmers & Merchants Bancorp, Inc. has acquired Peoples Federal Savings and Loan Association Financial Advisor
Published 06/01/2022 OYO Corporation U.S.A Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Energy & Power Services & Equipment Âé¶¹´«Ã½ served as sell-side advisor for OYO Corporation U.S.A on sale of its subsidiary NCS Subsea to Ocean Floor Geophysics, a portfolio company of PGS ASA
OYO Corporation U.S.A has sold its subsidiary NCS Subsea to Ocean Floor Geophysics, a portfolio company of PGS ASA Financial Advisor
Published 06/01/2022 SilverHill Energy Partners Private Capital Advisory Private Funds $1.0 Billion Financial Services, Asset & Wealth Management Âé¶¹´«Ã½ served as sole placement agent for SilverHill Energy Partners on the raise of hard cap for a first-time O&G manager O&G manager fundraise
Sole Placement Agent
Published 05/24/2022 Intricon Corp. Mergers & Acquisitions Sell-Side $246.0 Million Healthcare, Med-Tech Âé¶¹´«Ã½ served as sell-side advisor for Intricon Corporation on sale to Altaris Capital Partners, LLC Intricon Corporation has been acquired by Altaris Capital Partners, LLC Financial Advisor
Published 05/18/2022 Captain D's, LLC Mergers & Acquisitions Sell-Side Consumer, Restaurants Âé¶¹´«Ã½ served as sell-side advisor for Captain D's, LLC, a portfolio company of Sentinel Capital Partners, on sale to Centre Partners Management LLC Captain D's, LLC, a portfolio company of Sentinel Capital Partners, has been acquired by Centre Partners Management LLC Financial Advisor
Published 05/18/2022 Metasource, LLC Financing Senior Term Loan Services & Industrials, Business Services Âé¶¹´«Ã½ served as sole debt placement agent for MetaSource, LLC, a portfolio company of Eos Partners, L.P. Senior Term Loan Sole Placement Agent
Published 05/18/2022 Genesis Research LLC Mergers & Acquisitions Buy-Side Healthcare, Healthcare Services Âé¶¹´«Ã½ served as buy-side advisor for Genesis Research, a portfolio company of GHIO, on its acquisition of Market Access Transformation, a portfolio company of Silversmith Capital Partners Genesis Research, a portfolio company of GHIO, has acquired Market Access Transformation, a portfolio company of Silversmith Capital Partners Financial Advisor
Published 05/16/2022 Inhibikase Therapeutics Equity Capital Markets At the Market Offering $98.0 Million Healthcare, Biopharma Âé¶¹´«Ã½ served as placement agent for Inhibikase Therapeutics on an ATM offering ATM Sole Placement Agent
Published 05/13/2022 ProFrac Holdings Corp Financing IPO $328.0 Million Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment Âé¶¹´«Ã½ served as bookrunner for ProFrac Holdings Corp on its initial public offering Initial Public Offering Active Bookrunner
Published 05/09/2022 Tuesday Morning Corporation Restructuring Special Situations Financing Consumer, Retail & Disruptive Commerce Âé¶¹´«Ã½ served as financial advisor for Tuesday Morning Corporation on a recapitalized led by a multi-party investment from Retail Ecommerce Ventures, Ayon Capital and certain members of management Tuesday Morning Corporation recapitalization led by a multi-party investment from Retail Ecommerce Ventures, Ayon Capital and certain members of management
Published 05/09/2022 Marvell Technology, Inc. Mergers & Acquisitions Buy-Side Technology, Internet & Digital Media Âé¶¹´«Ã½ served as buy-side advisor for Marvell Technology, Inc. on acquisition of Tanzanite Silicon Solutions, Inc., a leading developer of advanced Compute Express Linkâ„¢ (CXLâ„¢) technologies Marvell Technology, Inc. has acquired Tanzanite Silicon Solutions, Inc. Financial Advisor
Published 05/09/2022 Fulcrum Therapeutics Equity Capital Markets At the Market Offering $50.0 Million Healthcare, Biopharma Âé¶¹´«Ã½ served as placement agent for Fulcrum Therapeutics on an ATM offering ATM Sole Placement Agent
Published 05/03/2022 BehavioSec Mergers & Acquisitions Sell-Side Technology, Software Âé¶¹´«Ã½ served as sell-side advisor for BehavioSec on sale to LexisNexis Risk Solutions. Solutions from BehavioSec will become a part of the Business Services group within LexisNexis Risk Solutions and enhance its device and digital identity-focused offerings, such as LexisNexis® ThreatMetrix® BehavioSec has been acquired by LexisNexis Risk Solutions Financial Advisor
Published 05/03/2022 Ivenix, Inc. Mergers & Acquisitions Sell-Side Healthcare, Med-Tech Âé¶¹´«Ã½ served as sole financial advisor for Ivenix, Inc. on sale to Fresenius Kabi USA, LLC Ivenix, Inc. has been acquired by Fresenius Kabi USA, LLC Financial Advisor
Published 05/02/2022 Protegis Fire & Safety Mergers & Acquisitions Sell-Side Services & Industrials, Facility Services Âé¶¹´«Ã½ served as sell-side advisor for Protegis Fire & Safety, a portfolio company of Align Capital Partners, on sale to Summit Companies, a portfolio company of BlackRock Long Term Private Capital Protegis Fire & Safety, a portfolio company of Align Capital Partners, has been acquired by Summit Companies, a portfolio company of BlackRock Long Term Private Capital Financial Advisor
Published 05/01/2022 Avidbank Holdings, Inc. Equity Capital Markets Follow-On Offering $28.6 Million Financial Services, Depositories Âé¶¹´«Ã½ served as financial advisor for Avidbank Holdings, Inc. on a follow-on offering Follow-On Offering Financial Advisor
Published 05/01/2022 PCSB Financial Corporation Mergers & Acquisitions Sell-Side $313.0 Million Financial Services, Depositories Âé¶¹´«Ã½ served as sell-side advisor for PCSB Financial Corporation on sale to Brookline Bancorp PCSB Financial Corporation has been acquired by Brookline Bancorp Financial Advisor
Published 05/01/2022 GoAuto Mergers & Acquisitions Sell-Side Financial Services, Insurance Âé¶¹´«Ã½ served as sell-side advisor for GoAuto on sale to Milestone Partners GoAuto has been acquired by Milestone Partners Financial Advisor
Published 05/01/2022 Dakota Financial, LLC Financing Senior Notes $30.0 Million Financial Services, Specialty Finance Âé¶¹´«Ã½ served as sole placement agent for Dakota Financial, LLC on 7.00% senior notes due in 2025 Senior Notes Sole Placement Agent
Published 05/01/2022 United Fidelity Bank Equity Capital Markets Preferred Stock $30.0 Million Financial Services, Depositories Âé¶¹´«Ã½ served as sole placement agent for United Fidelity Bank on a 8.50% non-cumulative perpetual preferred stock offering Preferred Stock Sole Placement Agent

Âé¶¹´«Ã½ acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.